Skip to main content
Nico Wealth logo

Regular plan vs direct plan in mutual funds

A Regular Plan of a mutual fund scheme is bought through a distributor, who is paid a trail commission from the scheme's expense ratio. A Direct Plan of the same scheme is bought without a distributor, so its expense ratio is lower and there is no one servicing you. Both hold the same portfolio; they differ in cost and in whether you get help.

Key facts

  • Regular and Direct are two plans of the same scheme, holding the identical portfolio.
  • A Regular Plan includes distributor trail commission in its expense ratio; a Direct Plan does not.
  • A Direct Plan has no distributor, so no one is responsible for servicing or guiding you.
  • A distributor cannot transact in Direct Plans on a client's behalf (Code 4(f)).

Same scheme, two plans

Every open mutual fund scheme is offered in two plans: Regular and Direct. This is worth saying clearly because it is often misunderstood. Both plans hold exactly the same portfolio, run by the same team, with the same strategy. They are not different funds.

What actually differs

Regular PlanDirect Plan
Bought throughA distributorDirectly, no distributor
Distributor commissionIncluded in the expense ratioNone
Expense ratioHigherLower
Who services and guides youYour distributorYou do it yourself
Can a distributor transact it for youYesNo (Code 4(f))

The honest summary: a Direct Plan costs less because no one is being paid to help you, and a Regular Plan costs more because someone is. Which is right depends entirely on whether you want that help.

The two-sided truth

We are a distributor, so it is fair for you to weigh what we say here. A Direct Plan's lower expense ratio is a genuine, real advantage over long horizons, and we will not pretend otherwise. What a Direct Plan does not give you is a person who notices when your paperwork is stuck, explains a scheme document, or answers the phone when markets fall and you are unsure. Some investors want that; some do not.

By law, if you want a Direct Plan, you arrange it yourself with the AMC or registrar; a distributor cannot do it for you (Code 4(f)). If you want help and are comfortable with the Regular Plan's cost, that is where a distributor like Nico Wealth fits.

If you are weighing the two for your own money, talk to us and we will give you the straight version.

Frequently asked questions

Is a Direct Plan better than a Regular Plan?

Neither is universally better. A Direct Plan costs less because it carries no distributor commission, but it also comes with no distributor to help. A Regular Plan costs more and includes servicing. The right choice depends on whether you want help.

Do Regular and Direct plans hold different investments?

No. They are two plans of the same scheme and hold the identical portfolio, managed the same way. The difference is the expense ratio and whether a distributor is involved, not what the fund owns.

Can my distributor put me in a Direct Plan?

No. By definition a Direct Plan has no distributor, and the Code of Conduct confirms a distributor cannot transact in Direct Plans on your behalf. If you want a Direct Plan, you transact it yourself with the AMC or registrar.

This is general information, not a recommendation for your situation. If it would help to talk it through, we are happy to. Talk to Nico Wealth.

The information on this website is general and educational. It is not financial, tax, or legal advice, and not a recommendation for your situation. We try to keep it accurate and up to date, but it may contain errors or become outdated. Please verify important details from official sources, and consider your own circumstances, before acting.

Sources

Last verified:

Have a question about this?

If you would like to talk it through with a real person, Nico Wealth is here. No obligation.

Talk to Nico Wealth
WhatsApp